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CALIFORNIA CORPORATE & SECURITIES LAW

Facebook “Likes” California’s Fairness Hearing Process!

In this video from January 2011, I spoke about California’s fairness hearing procedure.  California is one of only a handful of states that offer the opportunity to take advantage of the Section 3(a)(10) exemption from registration under the Securities Act of 1933.  This exemption is most typically used by public issuers who wish to acquire a…

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