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CALIFORNIA CORPORATE & SECURITIES LAW

Real Estate Fund Advisers And Penumbra Registration

Last August, the Securities and Exchange Commission adopted amendments to Form ADV, the form used by investment advisers to register with the SEC and with the states.  Included in these amendments were changes to allow multiple private fund adviser entities operating a single advisory business to file one Form ADV.  These changes formalized prior staff guidance…

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More On Real Estate Funds And The Investment Advisers Act

In a previous post, I began to delve into the question of what is a “real estate fund”.  See SEC Staff Reports On “Real Estate Funds”, But What Exactly Are They?  As noted in that post, a “real estate fund” as defined in Form PF cannot be a company excluded from the definition of an “investment…

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