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CALIFORNIA CORPORATE & SECURITIES LAW

Removing California Securities Legends

When I first started practicing law, the predominant exemption from qualification under the California Corporate Securities Law of 1968 was found in Corporations Code Section 25102(h). ¬†Although that exemption remains on the books, its popularity has been eclipsed by Section 25102(f), which was added in 1981. One of the conditions to Section 25102(h) was the…

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Punitive Bill Proposes Giant Step Backwards On Capital Formation

The California Corporate Securities Law of 1968 forbids the offer and sale in this state of any security in an issuer transaction unless the sale has been qualified or the security or transaction is exempt or not subject to qualification.¬† Cal. Corp. Code Section 25110.¬† This important principle is the same whether it is the…

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