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CALIFORNIA CORPORATE & SECURITIES LAW

Must A Broker-Dealer Be Licensed As A Personal Property Broker?

Is your California securities broker-dealer a licensed personal property broker?  Does it need to have such a license to make loans to its customers?  Anyone reading California Corporations Code Section 25217(c) would conclude that it must:  A broker-dealer licensed under this chapter making loans to its customers which are subject to the provisions of Division…

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