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Kudos For California’s Commissioner Of Corporations

The North American Securities Administrators Association (NASAA) describes itself as “the oldest international investor protection organization”.  It is comprised of 67 state, provincial, and territorial securities administrators in the 50 states, the District of Columbia, the U.S. Virgin Islands, Puerto Rico, Canada, and Mexico. At lunch yesterday, I remarked to Broc Romanek that it has been…

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The Impact Of The Dodd-Frank Act On California Financial Institutions

Bill Haraf, Commissioner of Financial Institutions, was one of the many witnesses who testified last week at the California legislature’s joint informational hearing entitled “The Dodd-Frank Wall Street Reform and Consumer Protection Act: Initial Reactions, Initial Steps and Likely Impacts”.  The California Department of Financial Institutions regulates state chartered banks and credit unions (When I…

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