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NASAA Issues Report On State Enforcement Actions

“Nothing but blue skies From now on” The North American Securities Administrators Association recently released its annual enforcement report.  The report is based on a survey of the 50 state members of NASAA.  The states report data based on either the calendar year or their own fiscal year.  Some highlights of the report are: Nearly 80%…

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Is Nevada Free-Loading On The SEC?

Nevada’s corporate law continues to attract attention from the academic community.  In a recent paper, three professors of accounting at West Chester University of Pennsylvania undertook a forensic examination of Nevada’s place in the market for corporate charters. Cataldo, A. J., Fuller, L., & Miller, T. (2014).  An Analysis of SEC and PCAOB Enforcement Actions against Engagement…

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