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CALIFORNIA CORPORATE & SECURITIES LAW

California Judge Sides With Congress and Fifth Circuit In Whistleblower Split

Sean McKessy, Chief, Securities and Exchange Commission’s Office of the Whistleblower, Division of Enforcement discussed a recent split between the circuits this webcast broadcast last Thursday by TheCorporateCounsel.net.  The split concerns whether the Dodd-Frank Act prohibits employer retaliation only against “whistleblowers”, who are defined as: . . . any individual who provides, or 2 or more individuals acting jointly who provide,…

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