Website Heading

CALIFORNIA CORPORATE & SECURITIES LAW

What The SEC Doesn’t Understand About Blue Sky Laws

I recently submitted this comment letter to the Securities and Exchange Commission with respect to its proposal to modernize the exemption applicable to intrastate offerings.  The SEC somewhat misleadingly describes its proposal as ” “amendments to Rule 147 under the Securities Act of 1933”.  While that may technically be accurate, the SEC is actually jettisoning…

Share on: