Commissioner Files Private Fund Adviser Exemption With The Office Of Administrative Law
Almost There On July 16, 2012, the Commissioner of Corporations filed with the Office of Administrative Law proposed amendments to Rule 260.204.9. These amendments will create a new framework for exempting advisers to private pooled investment vehicles from the investment adviser registration requirement under the Corporate Securities Law of 1968. OAL review is the prepenultimate step towards the effectiveness of permanent amendments Read more...
