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CALIFORNIA CORPORATE & SECURITIES LAW

The SEC’s Form 10-K: “In Endless Error Hurled”

In February, I wrote that I had noticed several errors in the PDF version of the Form 10-K posted on the Securities and Exchange Commission’s website.  Here’s what I found: In General Instruction G(4), there is a reference to Rule 12b-23(e).  There is no paragraph (e) to Rule 12b-23. The same instruction refers to “17 CFR…

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